Innovator U.S. Equity Ultra Buffer ETF - January (Innovator U.S. Equity Ultra Buf) ETF

The fund advisor has adopted a policy pursuant to Rule 35d-1 under the 1940 Act to invest, under normal circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in investments that provide exposure to the State Street® SPDR® S&P 500® ETF Trust. The fund is non-diversified.